National market system plan

Results: 233



#Item
181United States Securities and Exchange Commission / Financial economics / Economy of the United States / Financial system / 73rd United States Congress / Securities Exchange Act / National market system plan / Consolidated Tape Association / U.S. Securities and Exchange Commission / Self-regulatory organizations / Financial markets / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CTA/CQ[removed]May 16, 2013 Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Eighteenth Charges Amendment to the Se

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Language: English - Date: 2013-05-17 13:11:40
182Financial system / Finance / National market system plan / Securities Industry Automation Corporation / Securities Exchange Act / Options Clearing Corporation / U.S. Securities and Exchange Commission / Financial markets / Financial economics / Options Price Reporting Authority

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OPRA[removed]July 28, 2004 Options Price Reporting Authority; Notice of Filing and Immediate Effectiveness of Amendment to OPRA Plan Regarding the Te

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Language: English - Date: 2004-07-29 09:58:15
183Financial system / Investment / Stock market / 73rd United States Congress / United States securities law / Regulation NMS / National market system plan / Order / Options Price Reporting Authority / Financial markets / Financial economics / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION

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Language: English - Date: 2009-08-21 12:17:30
184Options Price Reporting Authority / Investment / United States securities law / Finance / National market system plan / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Regulation NMS / Financial markets / United States Securities and Exchange Commission / Financial economics

Microsoft Word[removed]

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Language: English - Date: 2012-09-07 08:22:38
185National market system plan / Financial system / Finance / Securities Exchange Act / U.S. Securities and Exchange Commission / International Securities Exchange / Securities market / Financial markets / Financial economics / Options Price Reporting Authority

SECURITIES AND EXCHANGE COMMISSION

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Language: English - Date: 2007-01-09 17:40:14
186Market liquidity / Order / National market system plan / Financial markets / NYSE Arca / Market maker

19 of 21 EXHIBIT 5 Additions underscored Deletions [bracketed] NYSE Arca Equities, Inc. SCHEDULE OF FEES AND CHARGES

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Language: English - Date: 2013-12-31 15:25:46
187National market system plan / Financial system / Finance / Securities Exchange Act / U.S. Securities and Exchange Commission / Financial markets / Financial economics / Options Price Reporting Authority

SECURITIES AND EXCHANGE COMMISSION

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Language: English - Date: 2005-05-20 18:34:18
188Economy of the United States / 73rd United States Congress / Financial markets / Financial regulation / Financial economics / Securities Exchange Act / Regulation NMS / National market system plan / Chicago Stock Exchange / United States securities law / United States Securities and Exchange Commission / Self-regulatory organizations

SECURITIES AND EXCHANGE COMMISSION (Release No[removed], File No[removed]February 5, 2009 Joint Industry Plan; Order Approving Amendment to Add the BATS Exchange, Inc. as Participant to National Market System Plan Estab

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Language: English - Date: 2009-02-06 10:32:38
189United States securities law / Investment / Financial system / National market system plan / Consolidated Tape Association / United States Securities and Exchange Commission / Securities Exchange Act / Market data / Chicago Stock Exchange / Financial markets / Self-regulatory organizations / Financial economics

Order Approving the Thirteenth Charges Amendment to the Second Restatement of the Consolidated Tape Association Plan and Seventh Charges Amendment to the Restated Consolidated Quotation Plan

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Language: English - Date: 2009-12-23 14:34:21
190Finance / Options Price Reporting Authority / National market system plan / Broker-dealer / U.S. Securities and Exchange Commission / Securities Exchange Act / Commodity Futures Trading Commission / Futures contract / Investment Advisers Act / Financial markets / Financial economics / Financial system

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2012-06-19 08:59:51
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